NORTHERN CALIFORNIA RECORD

The Superior Court of California for San Francisco County reported the following activity in the suit brought by Morgan Stanley against Financial Industry and John M. Petersen on Dec. 10: 'Petition To Confirm Arbitration Award And Eter Judgment Thereon Filed By Petitioner Morgan Stanley Smith Barney Llc As To Respondent Petersen, John M. Financial Industry Regulatory Authority, Inc. Judicial Council Civil Case Cover Sheet Filed'.

Case number CPF19516951 was filed in the Superior Court of California for San Francisco County on Dec. 10.